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VP EPW Supervision, Audit
Empower
Job Description
This role will lead Empower Personal Wealth's Supervision, Audit, Quality Assurance, Control, and Incident Management functions ensuring compliance with all regulatory requirements (SEC, FINRA, IRS, DOL) while strengthening Empower's risk and control environment.
- Oversee all supervision audit and control programs across Empower Personal Wealth
- Ensure operational financial controls meet compliance standards mitigate risk
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